Federal Demonstration Partnership Expanded Clearinghouse

University of California, Berkeley

General Information

Legal Entity Name
REGENTS OF THE UNIVERSITY OF CALIFORNIA, THE (doing business as University of California, Berkeley)
Common Name
University of California, Berkeley
Address
1608 Fourth Street
Suite 220
Berkeley, CA 94710-5940
Congressional District
CA-013
EIN
94-6002123
DUNS
124726725

Entity Details


Entity Type
Public/State Controlled Institution of Higher Education
Entity represents that it is a small business concern as defined in 13 CFR 124.1002
Not Applicable
Fiscal Period End Date
June 30
Payment Address
2195 Hearst Ave
Rm 130
Berkeley, CA 94720-1103
Link to institution's Office of Sponsored Programs (or equivalent) website

Rate Agreements


Most Recent Negotiated Facilities & Administrative (F&A) Rate Agreement
Most Recent Negotiated Fringe Benefit Rate Agreement or Organization's Fringe Benefit Guidance Information

Primary Audit Entity


Is this entity's Single Audit part of a large comprehensive audit (i.e., state or system audit) as found in the Federal Audit Clearinghouse (FAC)?
Yes
Primary Auditee Name
The Regents of the University of California
Address
Oakland, CA
Primary Auditee Employer Identification Number (EIN)
94-3067788
Primary Auditee Data Universal Numbering System (DUNS)
003985512
Primary Auditee Contact Person
Joao Pires
510-987-9844

Comments for this Tab


Comments
None

Contacts

Primary Contact
Noam Pines
Associate Director, Sponsored Projects Office
Authorized Profile Certifier
Noam Pines
Associate Director, Sponsored Projects Office
Primary Authorized Signing Official
Noam Pines
Associate Director, Sponsored Projects Office
SAM Point of Contact
SAM Government Business POC
Noam Pines
Associate Director, Sponsored Projects Office
Financial Officer
Elizabeth Chavez
Interim Director, Contracts & Grants Accounting
F & A Cost Rate Negotiation
Paula Milano
Executive Director, Space and Capital Resources
Audit Contact
Joao Pires
Manager, Costing Policy and Analysis
FFATA Contact
Theresa Saunders-Landreth
Subaward Specialist, Sponsored Projects Office

Registrations

Entity Identification Numbers and Codes


Primary Employer Identification Number (EIN)
94-6002123
Primary Data Universal Numbering System (DUNS)
124726725
Primary North American Industry Classification System (NAICS) Code
611310
System for Award Management (SAM) Status
Active
SAM Expiration Date
03-27-2019

Department of Defense Registration Numbers


Commercial and Government Entity (CAGE) Code
50853
Contractor Establishment Code (CEC)
87-402-396D
Directorate of Defense Trade Controls (DDTC) Registration Code
M11803

Department of Education Registration Numbers


Office of Postsecondary Education (OPE) ID Number (formerly known as FICE code)
00000000
Integrated Postsecondary Education Data System (IPEDS) Number
110635

Comments for this Tab


Comments
Our Office of Postsecondary Education (OPE) ID Number (formerly known as FICE code) is: 001312-8. Unable to save above.

Certifications

Conflict of Interest


Conflict of Interest certification
Entity is registered in the FDP FCOI Clearinghouse certifying that it has an active and enforced Conflict of Interest Policy that is consistent with the provision of 42 CFR part 50, Subpart F “Responsibility of Applicants for Promoting Objectivity in Research and 42 CFR part 94.”

Affirmative Action


Affirmative Action
Written affirmative action program developed and on file

FFATA


Is entity exempt from reporting compensation?
Yes

Debarment and Suspension


Entity is presently debarred, suspended, proposed for debarment, or declared ineligible for award of federal contracts.
No
Within three (3) previous years, entity has had one or more contracts terminated for default by any federal agency.
No
Presently indicted for, or otherwise criminally or civilly charged by a government entity.
No
Within three (3) previous years, entity has been convicted of or had a civil judgment rendered against them for commission of fraud or criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state or local) contract of subcontract; violation of Federal or State antitrust statutes relating to the submission of offers; or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements or receiving stolen property.
No

Lobbying


Entity hereby certifies to the best of its knowledge and belief that no Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress on its behalf in connection with the awarding of any contract.
Yes

Comments for this Tab


Comments
None

Audits

Single Audit


Is entity subject to the Single Audit requirements in 2 CFR part 200?
Yes
Most recent fiscal year with completed Single Audit
2017
Is entity qualified as low-risk entity by Auditor or as defined in 2 CFR 200?
Yes
Did the entity's most recent Single Audit contain any findings?
Yes
Did the entity's most recent Single Audit contain any Significant Deficiencies?
No
Did the entity's most recent Single Audit contain any Material Weaknesses?
No
Were any of the findings related specifically to any pass-through federal funding to the entity?
No

Department of Defense / Office of Naval Research System Review


Property Management System Audit approval date
05-14-2015
Contractor Purchasing System Review (CPSR) approval date
08-24-2016
CPSR Expiration Date
06-06-2019

Defense Contract Audit Agency (DCAA)


DCAA report on audit of Estimating System approval date
Not Applicable
DCAA report on audit of Billing System approval date
Not Applicable
DCAA report on audit of Accounting System Internal Control approval date
Not Applicable
ONR Administrative Contracting Officer (ACO)
Daniel Downer, Office of Naval Research

Comments for this Tab


Comments
The Management Letter for our most recent audit appears at the very end of the report found at the link provided. Note that there are certain findings that apply specifically to the UC Berkeley campus, and there are findings that affect the entire UC system. We have answered this question - Were any of the findings related specifically to any pass-through federal funding to the entity? - "yes." However, note that under the UG the burden of checking this information is on the PTE and can be done via the Federal Audit Clearinghouse (https://harvester.census.gov/facweb/).

Assurances

Human Subjects


US Department of Health and Human Services / Office of Human Research Protection (HHS/OHRP)
Does entity have HHS/OHRP Human Subjects Federal Wide Assurance (FWA) approval?
Yes
Primary HHS / OHRP Human Subjects FWA Number
FWA00006252
Primary HHS / OHRP Human Subjects FWA Expiration Date
01-31-2019
Primary Department of Defense (DOD) Human Subjects FWA Addendum
N-A3277
Association for the Accreditation of Human Research Protection Programs (AAHRPP)
Is entity AAHRPP accredited?
No

Animal Subjects


Public Health Service / Office of Laboratory Animal Welfare (PHS/OLAW)
Does entity have PHS/OLAW approval?
Yes
Primary PHS/OLAW Assurance Number
D16-00050 (A3084-01)
Primary PHS/OLAW Assurance Approval Date
12-23-2014
Primary PHS/OLAW Assurance Approval Expiration Date
12-31-2018
Association for Assessment and Accreditation of Laboratory Animal Care Interational (AAALAC)
Is entity AAALAC accredited?
Yes
Primary AAALAC Accreditation Assurance Number
000868
AAALAC Accreditation Assurance Issue Date
03-22-2013
US Department of Agriculture (USDA) Research Registration
Does the entity have a USDA Research Registration number?
Yes
Primary USDA Research Registration Number
93-R-0432
Primary USDA Research Registration Expiration Date
09-15-2020
USDA Type of Performing Institution Designation
Class R Research Facility

Other


Nuclear Regulatory Commission (NRC)
Does the entity have an NRC radioactive materials license number?
Yes
Primary NRC Radioactive Materials License Number
Type A license # 1333-01 (State of CA)

Comments for this Tab


Comments
None

Authorization

Published On: 06-19-2018
Published By: Admin User